Theoretical English grammar

Grammar in the Systemic Conception of Language. Morphemic Structure of the Word. Communicative Types of Sentences. Categorial Structure of the Word. Composite Sentence as a Polypredicative Construction. Grammatical Classes of Words. Sentence in the Text.

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A> clear -- clarity -- to clarify -- clearly

D> out -- outing -- to out -- outer

The nomination paradigm with the identical form of the stem for all the four stages is not represented on the whole of the lexicon; in this sense it is possible to speak of lexemes with a complete paradigm of nomination and lexemes with an incomplete paradigm of nomination. Some words may even stand apart from this paradigm, i.e. be nominatively isolated (here belong, for instance, some simple adverbs).

On the other hand, the universal character of the nomination paradigm is sustained by suppletive completion, both lexemic and phrasemic. Cf.:

an end -- to end final -- finally

good -- goodness well -- to better

evidence -- evident -- evidently to make evident

wise -- wisely -- wisdom to grow wise, etc.

The role of suppletivity within the framework of the lexical paradigm of nomination (hence, within the lexicon as a whole) is extremely important, indeed. It is this type of suppletivity, i.e. lexemic suppletivity, that serves as an essential factor of the open character of the notional lexicon of language.

Functional words re-interpreted by syntactic approach also reveal some important traits that remained undiscovered in earlier descriptions.

The essence of their paradigmatic status in the light of syntactic interpretation consists in the fact that the lists of functional words may be regarded as paradigmatic series themselves -- which, in their turn, are grammatical constituents of higher paradigmatic series on the level of phrases and especially sentences.

As a matter of fact, functional words, considered by their role in the structure of the sentence, are proved to be exposers of various syntactic categories, i.e. they render structural meanings referring to phrases and sentences in constructional forms similar to derivational (word-building) and relational (grammatical) morphemes in the composition of separate words. Cf.:

The words were obscure, but she understood the uneasiness that produced them.> The words were obscure, weren't they? How then could she understand the uneasiness that produced them?> Or perhaps the words were not too obscure, after all? Or, conversely, she didn't understand the uneasiness that produced them?> But the words were obscure. How obscure they were! Still she did understand the uneasiness that produced them. Etc.

This role of functional words which are identified not by their morphemic composition, but by their semantico-syntactic features in reference to the embedding constructions, is exposed on a broad linguistic basis within the framework of the theory of paradigmatic syntax (see further).

Pronouns considered in the light of the syntactic principles receive a special systemic status that characteristically stamps the general presentation of the structure of the lexicon as a whole.

Pronouns are traditionally recognised on the basis of indicatory (deictic) and substitutional semantic functions.

The two types of meanings form a unity, in which the deictic semantics is primary. As a matter of fact, indication is the semantic foundation of substitution.

As for the syntactic principle of the word stock division, while recognising their deictic aspect, it lays a special stress on the substitutive features of pronouns. Indeed, it is the substitutional function that immediately isolates all the heterogeneous groups of pronouns into a special set of the lexicon.

The generalising substitutional function of pronouns makes them into syntactic representatives of all the notional classes of words, so that a pronominal positional part of the sentence serves as a categorial projection of the corresponding notional subclass identified as the filler set of the position in question. It should be clearly understood that even personal pronouns of the first and second persons play the cited representative role, which is unambiguously exposed by examples with direct addresses and appositions. Cf.:

I, Little Foot, go away making noises and tramplings. Are you happy, Lil?

Included into the system of pronouns are pronominal adverbs and verb-substitutes, in due accord with their substitutional functions. Besides, notional words of broad meaning are identified as forming an intermediary layer between the pronouns and notional words proper. Broad meaning words adjoin the pronouns by their substitutional function. Cf.:

I wish at her age she'd learn to sit quiet and not do things. Flora's suggestion is making sense. I will therefore briefly set down the circumstances which led to my being connected with the affair. Etc.

As a result of these generalisations, the lexical paradigm of nomination receives a complete substitutive representation. Cf.: one, it, they... -- do, make, act... -- such, similar, same... -- thus, so, there...

Symbolically the correlation of the nominal and pronominal paradigmatic schemes is stated as follows:

N -- V -- A -- D -- Npro -- Vpro -- Apro -- Dpro.

As a result of the undertaken analysis we have obtained a foundation for dividing the whole of the lexicon on the upper level of classification into three unequal parts.

The first part of the lexicon forming an open set includes an indefinitely large number of notional words which have a complete nominative function. In accord with the said function, these words can be referred to as "names": nouns as substance names, verbs as process names, adjectives as primary property names and adverbs as secondary property names. The whole notional set is represented by the four-stage derivational paradigm of nomination.

The second part of the lexicon forming a closed set includes substitutes of names (pro-names). Here belong pronouns, and also broad-meaning notional words which constitute various marginal subsets.

The third part of the lexicon also forming a closed set includes specifiers of names. These are function-categorial words of various servo-status.

Substitutes of names (pro-names) and specifiers of names, while standing with the names in nominative correlation as elements of the lexicon, at the same time serve as connecting links between the names within the lexicon and their actual uses in the sentences of living speech.

CHAPTER V. NOUN: GENERAL

The noun as a part of speech has the categorial meaning of "substance" or "thingness". It follows from this that the noun is the main nominative part of speech, effecting nomination of the fullest value within the framework of the notional division of the lexicon.

The noun has the power, by way of nomination, to isolate different properties of substances (i.e. direct and oblique qualities, and also actions and states as processual characteristics of substantive phenomena) and present them as corresponding self-dependent substances. E.g.:

Her words were unexpectedly bitter.-- We were struck by the unexpected bitterness of her words. At that time he was down in his career, but we knew well that very soon he would be up again.-- His career had its ups and downs. The cable arrived when John was preoccupied with the arrangements for the party.-- The arrival of the cable interrupted his preoccupation with the arrangements for the party.

This natural and practically unlimited substantivisation force establishes the noun as the central nominative lexemic unit of language.

The categorial functional properties of the noun are determined by its semantic properties.

The most characteristic substantive function of the noun is that of the subject in the sentence, since the referent of the subject is the person or thing immediately named. The function of the object in the sentence is also typical of the noun as the substance word. Other syntactic functions, i.e. attributive, adverbial, and even predicative, although performed by the noun with equal ease, are not immediately characteristic of its substantive quality as such. It should be noted that, while performing these non-substantive functions, the noun essentially differs from the other parts of speech used in similar sentence positions. This may be clearly shown by transformations shifting the noun from various non-subject syntactic positions into subject syntactic positions of the same general semantic value, which is impossible with other parts of speech. E.g.:

Mary is a flower-girl.> The flower-girl (you are speaking of) is Mary. He lives in Glasgow.> Glasgow is his place of residence. This happened three years ago.> Three years have elapsed since it happened.

Apart from the cited sentence-part functions, the noun is characterised by some special types of combinability.

In particular, typical of the noun is the prepositional combinability with another noun, a verb, an adjective, an adverb. E.g.: an entrance to the house; to turn round the corner; red in the face; far from its destination.

The casal (possessive) combinability characterises the noun alongside of its prepositional combinability with another noun. E.g.: the speech of the President -- the President's speech; the cover of the book -- the book's cover.

English nouns can also easily combine with one another by sheer contact, unmediated by any special lexemic or morphemic means. In the contact group the noun in preposition plays the role of a semantic qualifier to the noun in post-position. E.g.: a cannon ball; a log cabin; a sports event; film festivals.

The lexico-grammatical status of such combinations has presented a big problem for many scholars, who were uncertain as to the linguistic heading under which to treat them:

either as one separate word, or a word-group.* In the history of linguistics the controversy about the lexico-grammatical status of the constructions in question has received the half-facetious name "The cannon ball problem".

Taking into account the results of the comprehensive analysis undertaken in this field by Soviet linguists, we may define the combination as a specific word-group with intermediary features. Crucial for this decision is the isolability test (separation shift of the qualifying noun) which is performed for the contact noun combinations by an easy, productive type of transformation. Cf.: a cannon ball> a ball for cannon; the court regulation> the regulation of the court; progress report > report about progress; the funds distribution > the distribution of the funds.

The corresponding compound nouns (formed from substantive stems), as a rule, cannot undergo the isolability test with an equal ease. The transformations with the nounal compounds are in fact reduced to sheer explanations of their etymological motivation. The comparatively closer connection between the stems in compound nouns is reflected by the spelling (contact or hyphenated presentation). E.g.: fireplace> place where fire is made; starlight > light coming from stars; story-teller > teller (writer, composer) of stories; theatre-goer > a person who goes to (frequents) theatres.

Contact noun attributes forming a string of several words are very characteristic of professional language. E.g.:

A number of Space Shuttle trajectory optimisation problems were simulated in the development of the algorithm, including three ascent problems and a re-entry problem (From a scientific paper on spacecraft). The accuracy of offshore tanker unloading operations is becoming more important as the cost of petroleum products increases (From a scientific paper on control systems).

As a part of speech, the noun is also characterised by a set of formal features determining its specific status in the lexical paradigm of nomination. It has its word-building distinctions, including typical suffixes, compound stem models, conversion patterns. It discriminates the grammatical categories of gender, number, case, article determination, which will be analysed below.

The cited formal features taken together are relevant for the division of nouns into several subclasses, which are identified by means of explicit classificational criteria. The most general and rigorously delimited subclasses of nouns are grouped into four oppositional pairs.

The first nounal subclass opposition differentiates proper and common nouns. The foundation of this division is "type of nomination". The second subclass opposition differentiates animate and inanimate nouns on the basis of "form of existence". The third subclass opposition differentiates human and non-human nouns on the basis of "personal quality". The fourth subclass opposition differentiates countable and uncountable nouns on the basis of "quantitative structure".

Somewhat less explicitly and rigorously realised is the division of English nouns into concrete and abstract.

The order in which the subclasses are presented is chosen by convention, not by categorially relevant features: each subclass correlation is reflected on the whole of the noun system; this means that the given set of eight subclasses cannot be structured hierarchically in any linguistically consistent sense (some sort of hierarchical relations can be observed only between animate -- inanimate and human -- non-human groupings). Consider the following examples: There were three Marys in our company. The cattle have been driven out into the pastures.

The noun Mary used in the first of the above sentences is at one and the same time "proper" (first subclass division), "animate" (second subclass division), "human" (third subclass division), "countable" (fourth subclass division). The noun cattle used in the second sentence is at one and the same time "common" (first subclass division), "animate" (second subclass division), "non-human" (third subclass division), "uncountable" (fourth subclass division).

The subclass differentiation of nouns constitutes a foundation for their selectional syntagmatic combinability both among themselves and with other parts of speech. In the selectional aspect of combinability, the subclass features form the corresponding selectional bases.

In particular, the inanimate selectional base of combinability can be pointed out between the noun subject and the verb predicate in the following sentence: The sandstone was crumbling. (Not: *The horse was crumbling.)

The animate selectional base is revealed between the noun subject and the verb in the following sentence: The poor creature was laming. (Not: *The tree was laming.)

The human selectional base underlies the connection between the nouns in the following combination: John's love of music (not: *the cat's love of music).

The phenomenon of subclass selection is intensely analysed as part of current linguistic research work.

CHAPTER VI. NOUN: ENDER

There is a peculiarly regular contradiction between the presentation of gender in English by theoretical treatises and practical manuals. Whereas theoretical treatises define the gender subcategorisation of English nouns as purely lexical or "semantic", practical manuals of English grammar do invariably include the description of the English gender in their subject matter of immediate instruction.

In particular, a whole ten pages of A. I. Smirnitsky's theoretical "Morphology of English" are devoted to proving the non-existence of gender in English either in the grammatical, or even in the strictly lexico-grammatical sense [Смирницкий, (2), 139-148]. On the other hand, the well-known practical "English grammar" by M. A. Ganshina and N. M. Vasilevskaya, after denying the existence of grammatical gender in English by way of an introduction to the topic, still presents a pretty comprehensive description of the would-be non-existent gender distinctions of the English noun as a part of speech [Ganshina, Vasilevskaya, 40 ff.].

That the gender division of nouns in English is expressed not as variable forms of words, but as nounal classification (which is not in the least different from the expression of substantive gender in other languages, including Russian), admits of no argument. However, the question remains, whether this classification has any serious grammatical relevance. Closer observation of the corresponding lingual data cannot but show that the English gender does have such a relevance.

The category of gender is expressed in English by the obligatory correlation of nouns with the personal pronouns of the third person. These serve as specific gender classifiers of nouns, being potentially reflected on each entry of the noun in speech.

The category of gender is strictly oppositional. It is formed by two oppositions related to each other on a hierarchical basis.

One opposition functions in the whole set of nouns, dividing them into person (human) nouns and non-person (non-human) nouns. The other opposition functions in the subset of person nouns only, dividing them into masculine nouns and feminine nouns. Thus, the first, general opposition can be referred to as the upper opposition in the category of gender, while the second, partial opposition can be referred to as the lower opposition in this category.

As a result of the double oppositional correlation, a specific system of three genders arises, which is somewhat misleadingly represented by the traditional terminology: the neuter (i.e. non-person) gender, the masculine (i.e. masculine person) gender, the feminine (i.e. feminine person) gender.

The strong member of the upper opposition is the human subclass of nouns, its sememic mark being "person", or "personality". The weak member of the opposition comprises both inanimate and animate non-person nouns. Here belong such nouns as tree, mountain, love, etc.; cat, swallow, ant, etc.; society, crowd, association, etc.; bull and cow, cock and hen, horse and mare, etc.

In cases of oppositional reduction, non-person nouns and their substitute (it) are naturally used in the position of neutralisation. E.g.:

Suddenly something moved in the darkness ahead of us. Could it be a man, in this desolate place, at this time of night? The object of her maternal affection was nowhere to be found. It had disappeared, leaving the mother and nurse desperate.

The strong member of the lower opposition is the feminine subclass of person nouns, its sememic mark being "female sex". Here belong such nouns as woman, girl, mother, bride, etc. The masculine subclass of person nouns comprising such words as man, boy, father, bridegroom, etc. makes up the weak member of the opposition.

The oppositional structure of the category of gender can be shown schematically on the following diagram (see Fig. I).

GENDER

Feminine Nouns Masculine Nouns

Fig. 1

A great many person nouns in English are capable of expressing both feminine and masculine person genders by way of the pronominal correlation in question. These are referred to as nouns of the "common gender". Here belong such words as person, parent, friend, cousin, doctor, president, etc. E.g.:

The President of our Medical Society isn't going to be happy about the suggested way of cure. In general she insists on quite another kind of treatment in cases like that.

The capability of expressing both genders makes the gender distinctions in the nouns of the common gender into a variable category. On the other hand, when there is no special need to indicate the sex of the person referents of these nouns, they are used neutrally as masculine, i.e. they correlate with the masculine third person pronoun.

In the plural, all the gender distinctions are neutralised in the immediate explicit expression, though they are rendered obliquely through the correlation with the singular.

Alongside of the demonstrated grammatical (or lexico-grammatical, for that matter) gender distinctions, English nouns can show the sex of their referents lexically, either by means of being combined with certain notional words used as sex indicators, or else by suffixal derivation. Cf.: boy-friend, girl-friend; man-producer, woman-producer; washer-man, washer-woman; landlord, landlady; bull-calf, cow-calf; cock-sparrow, hen-sparrow; he-bear, she-bear; master, mistress; actor, actress; executor, executrix; lion, lioness; sultan, sultana; etc.

One might think that this kind of the expression of sex runs contrary to the presented gender system of nouns, since the sex distinctions inherent in the cited pairs of words refer not only to human beings (persons), but also to all the other animate beings. On closer observation, however, we see that this is not at all so. In fact, the referents of such nouns as jenny-ass, or pea-hen, or the like will in the common use quite naturally be represented as it, the same as the referents of the corresponding masculine nouns jack-ass, pea-cock, and the like. This kind of representation is different in principle from the corresponding representation of such nounal pairs as woman -- man, sister -- brother, etc.

On the other hand, when the pronominal relation of the non-person animate nouns is turned, respectively, into he and she, we can speak of a grammatical personifying transposition, very typical of English. This kind of transposition affects not only animate nouns, but also a wide range of inanimate nouns, being regulated in every-day language by cultural-historical traditions. Compare the reference of she with the names of countries, vehicles, weaker animals, etc.; the reference of he with the names of stronger animals, the names of phenomena suggesting crude strength and fierceness, etc.

§ 4. As we see, the category of gender in English is inherently semantic, i.e. meaningful in so far as it reflects the actual features of the named objects. But the semantic nature of the category does not in the least make it into "non-grammatical", which follows from the whole content of what has been said in the present work.

In Russian, German, and many other languages characterised by the gender division of nouns, the gender has purely formal features that may even "run contrary" to semantics. Suffice it to compare such Russian words as стакан -- он, чашка--она, блюдце -- оно, as well as their German correspondences das Glas -- es, die Tasse -- sie, der Teller -- er, etc. But this phenomenon is rather an exception than the rule in terms of grammatical categories in general.

Moreover, alongside of the "formal" gender, there exists in Russian, German and other "formal gender" languages meaningful gender, featuring, within the respective idiomatic systems, the natural sex distinctions of the noun referents.

In particular, the Russian gender differs idiomatically from the English gender in so far as it divides the nouns by the higher opposition not into "person -- non-person" ("human-- non human"), but into "animate --inanimate", discriminating within the former (the animate nounal set) between masculine, feminine, and a limited number of neuter nouns. Thus, the Russian category of gender essentially divides the noun into the inanimate set having no meaningful gender, and the animate set having a meaningful gender. In distinction to this, the English category of gender is only meaningful, and as such it is represented in the nounal system as a whole.

CHAPTER VII. NOUN: NUMBER

The category of number is expressed by the opposition of the plural form of the noun to the singular form of the noun. The strong member of this binary opposition is the plural, its productive formal mark being the suffix -(e)s [-z, -s, -iz ] as presented in the forms dog -- dogs, clock -- clocks, box -- boxes. The productive formal mark correlates with the absence of the number suffix in the singular form of the noun. The semantic content of the unmarked form, as has been shown above, enables the grammarians to speak of the zero-suffix of the singular in English.

The other, non-productive ways of expressing the number opposition are vowel interchange in several relict forms (man -- men, woman -- women, tooth -- teeth, etc.), the archaic suffix -(e)n supported by phonemic interchange in a couple of other relict forms (ox -- oxen, child -- children, cow -- kine, brother -- brethren), the correlation of individual singular and plural suffixes in a limited number of borrowed nouns (formula -- formulae, phenomenon -- phenomena, alumnus-- alumni, etc.). In some cases the plural form of the noun is homonymous with the singular form (sheep, deer, fish, etc.).

The semantic nature of the difference between singular and plural may present some difficulties of interpretation.

On the surface of semantic relations, the meaning of the singular will be understood as simply "one", as opposed to the meaning of the plural as "many" in the sense of "more than one". This is apparently obvious for such correlations as book -- books, lake -- lakes and the like. However, alongside of these semantically unequivocal correlations, there exist plurals and singulars that cannot be fully accounted for by the above ready-made approach. This becomes clear when we take for comparison such forms as tear (one drop falling from the eye) and tears (treacles on the cheeks as tokens of grief or joy), potato (one item of the vegetables) and potatoes (food), paper (material) and papers (notes or documents), sky (the vault of heaven) and skies (the same sky taken as a direct or figurative background), etc. As a result of the comparison we conclude that the broader sememic mark of the plural, or "plurality" in the grammatical sense, should be described as the potentially dismembering reflection of the structure of the referent, while the sememic mark of the singular will be understood as the non-dismembering reflection of the structure of the referent, i.e. the presentation of the referent in its indivisible entireness.

It is sometimes stated that the plural form indiscriminately presents both multiplicity of separate objects ("discrete" plural, e.g. three houses) and multiplicity of units of measure for an indivisible object ("plural of measure", e.g. three hours) [Ilyish, 36 ff.]. However, the difference here lies not in the content of the plural as such, but in the quality of the objects themselves. Actually, the singulars of the respective nouns differ from one another exactly on the same lines as the plurals do {cf. one house --one hour).

On the other hand, there are semantic varieties of the plural forms that differ from one another in their plural quality as such. Some distinctions of this kind were shown above. Some further distinctions may be seen in a variety of other cases. Here belong, for example, cases where the plural form expresses a definite set of objects {eyes of the face, wheels of the vehicle, etc.), various types of the referent {wines, tees, steels), intensity of the presentation of the idea {years and years, thousands upon thousands), picturesqueness {sands, waters, snows). The extreme point of this semantic scale is marked by the lexicalisation of the plural form, i.e. by its serving as a means of rendering not specificational, but purely notional difference in meaning. Cf. colours as a "flag", attentions as "wooing", pains as "effort", quarters as "abode", etc.

The scope of the semantic differences of the plural forms might pose before the observer a question whether the category of number is a variable grammatical category at all.

The answer to the question, though, doesn't leave space or any uncertainty: the category of number is one of the regular variable categories in the grammatical system of he English language. The variability of the category is simply given in its form, i.e. in the forms of the bulk of English nouns which do distinguish it by means of the described binary paradigm. As for the differences in meaning, these arise from the interaction between the underlying oppositional sememic marks of the category and the more concrete lexical differences in the semantics of individual words.

The most general quantitative characteristics of individual words constitute the lexico-grammatical base for dividing the nounal vocabulary as a whole into countable nouns and uncountable nouns. The constant categorial feature "quantitative structure" (see Ch. V, §3) is directly connected with the variable feature "number", since uncountable nouns are treated grammatically as either singular or plural. Namely, the singular uncountable nouns are modified by the non-discrete quantifiers much or little, and they take the finite verb in the singular, while the plural uncountable nouns take the finite verb in the plural.

The two subclasses of uncountable nouns are usually referred to, respectively, as singularia tantum (only singular) and pluralia tantum (only plural). In terms of oppositions we may say that in the formation of the two subclasses of uncountable nouns the number opposition is "constantly" (lexically) reduced either to the weak member (singularia tantum) or to the strong member (pluralia tantum).

Since the grammatical form of the uncountable nouns of the singularia tantum subclass is not excluded from the category of number, it stands to reason to speak of it as the "absolute" singular, as different from the "correlative" or "common" singular of the countable nouns. The absolute singular excludes the use of the modifying numeral one, as well as the indefinite article.

The absolute singular is characteristic of the names of abstract notions {peace, love, joy, courage, friendship, etc.), the names of the branches of professional activity {chemistry, architecture, mathematics, linguistics, etc.), the names of mass-materials {water, snow, steel, hair, etc.), the names of collective inanimate objects {foliage, fruit, furniture, machinery, etc.). Some of these words can be used in the form of the common singular with the common plural counterpart, but in this case they come to mean either different sorts of materials, or separate concrete manifestations of the qualities denoted by abstract nouns, or concrete objects exhibiting the respective qualities. Cf.:

Joy is absolutely necessary for normal human life.-- It was a joy to see her among us. Helmets for motor-cycling are nowadays made of plastics instead of steel.-- Using different modifications of the described method, super-strong steels are produced for various purposes. Etc.

The lexicalising effect of the correlative number forms (both singular and plural) in such cases is evident, since the categorial component of the referential meaning in each of them is changed from uncountability to countability. Thus, the oppositional reduction is here nullified in a peculiarly lexicalising way, and the full oppositional force of the category of number is rehabilitated.

Common number with uncountable singular nouns can also be expressed by means of combining them with words showing discreteness, such as bit, piece, item, sort. Cf.:

The last two items of news were quite sensational. Now I'd like to add one more bit of information. You might as well dispense with one or two pieces of furniture in the hall.

This kind of rendering the grammatical meaning of common number with uncountable nouns is, in due situational conditions, so regular that it can be regarded as special suppletivity in the categorial system of number (see Ch. III, §4).

On the other hand, the absolute singular, by way of functional oppositional reduction, can be used with countable nouns. In such cases the nouns are taken to express either the corresponding abstract ideas, or else the meaning of some mass-material correlated with its countable referent. Cf.:

Waltz is a lovely dance. There was dead desert all around them. The refugees needed shelter. Have we got chicken for the second course?

Under this heading (namely, the first of the above two subpoints) comes also the generic use of the singular. Cf.:

Man's immortality lies in his deeds. Wild elephant in the Jungle can be very dangerous.

In the sphere of the plural, likewise, we must recognise the common plural form as the regular feature of countability, and the absolute plural form peculiar to the uncountable subclass of pluralia tantum nouns. The absolute plural, as different from the common plural, cannot directly combine with numerals, and only occasionally does it combine with discrete quantifiers (many, few, etc.).

The absolute plural is characteristic of the uncountable nouns which denote objects consisting of two halves (trousers, scissors, tongs, spectacles, etc.), the nouns expressing some sort of collective meaning, i.e. rendering the idea of indefinite plurality, both concrete and abstract (supplies, outskirts, clothes, parings; tidings, earnings, contents, politics; police, cattle, poultry, etc.), the nouns denoting some diseases as well as some abnormal states of the body and mind (measles, rickets, mumps, creeps, hysterics, etc.). As is seen from the examples, from the point of view of number as such, the absolute plural forms can be divided into set absolute plural (objects of two halves) and non-set absolute plural (the rest).

The set plural can also be distinguished among the common plural forms, namely, with nouns denoting fixed sets of objects, such as eyes of the face, legs of the body, legs of the table, wheels of the vehicle, funnels of the steamboat, windows of the room, etc.

The necessity of expressing definite numbers in cases of uncountable pluralia tantum nouns, as well as in cases of countable nouns denoting objects in fixed sets, has brought about different suppletive combinations specific to the plural form of the noun, which exist alongside of the suppletive combinations specific to the singular form of the noun shown above. Here belong collocations with such words as pair, set, group, bunch and some others. Cf.: a pair of pincers; three pairs of bathing trunks; a few groups of police; two sets of dice; several cases of measles; etc.

The absolute plural, by way of functional oppositional reduction, can be represented in countable nouns having the form of the singular, in uncountable nouns having the form of the plural, and also in countable nouns having the form of the plural.

The first type of reduction, consisting in the use of the absolute plural with countable nouns in the singular form, concerns collective nouns, which are thereby changed into "nouns of multitude". Cf.:

The family were gathered round the table. The government are unanimous in disapproving the move of the opposition.

This form of the absolute plural may be called "multitude plural".

The second type of the described oppositional reduction, consisting in the use of the absolute plural with uncountable nouns in the plural form, concerns cases of stylistic marking of nouns. Thus, the oppositional reduction results in expressive transposition. Cf.: the sands of the desert; the snows of the Arctic; the waters of the ocean; the fruits of the toil; etc,

This variety of the absolute plural may be called "descriptive uncountable plural".

The third type of oppositional reduction concerns common countable nouns used in repetition groups. The acquired implication is indefinitely large quantity intensely presented. The nouns in repetition groups may themselves be used either in the plural ("featured" form) or in the singular ("unfeatured" form). Cf.:

There were trees and trees all around us. I lit cigarette after cigarette.

This variety of the absolute plural may be called "repetition plural". It can be considered as a peculiar analytical form in the marginal sphere of the category of number (see Ch. III, §4).

CHAPTER VIII. NOUN: CASE

Case is the immanent morphological category of the noun manifested in the forms of noun declension and showing the relations of the nounal referent to other objects and phenomena. Thus, the case form of the noun, or contractedly its "case" (in the narrow sense of the word), is a morphological-declensional form.

This category is expressed in English by the opposition of the form in -'s [-z, -s, -iz], usually called the "possessive" case, or more traditionally, the "genitive" case (to which term we will stick in the following presentation*), to the unfeatured form of the noun, usually called the "common" case. The apostrophised -s serves to distinguish in writing the singular noun in the genitive case from the plural noun in the common case. E.g.: the man's duty, the President's decision, Max's letter; the boy's ball, the clerk's promotion, the Empress's jewels.

The genitive of the bulk of plural nouns remains phonetically unexpressed: the few exceptions concern only some of the irregular plurals. Thereby the apostrophe as the graphic sign of the genitive acquires the force of a sort of grammatical hieroglyph. Cf.: the carpenters' tools, the mates' skates, the actresses' dresses.

Functionally, the forms of the English nouns designated as "case forms" relate to one another in an extremely peculiar way. The peculiarity is, that the common form is absolutely indefinite from the semantic point of view, whereas the genitive form in its productive uses is restricted to the functions which have a parallel expression by prepositional constructions. Thus, the common form, as appears from the presentation, is also capable of rendering the genitive semantics (namely, in contact and prepositional collocation), which makes the whole of the genitive case into a kind of subsidiary element in the grammatical system of the English noun. This feature stamps the English noun declension as something utterly different from every conceivable declension in principle. In fact, the inflexional oblique case forms as normally and imperatively expressing the immediate functional parts of the ordinary sentence in "noun-declensional" languages do not exist in English at all. Suffice it to compare a German sentence taken at random with its English rendering:

Erhebung der Anklage gegen die Witwe Capet scheint wьnschenswert aus Rucksicht auf die Stimmung der Stadt Paris (L. Feuchtwanger). Eng.: (The bringing of) the accusation against the Widow Capet appears desirable, taking into consideration the mood of the City of Paris.

As we see, the five entries of nounal oblique cases in the German utterance (rendered through article inflexion), of which two are genitives, all correspond to one and the same indiscriminate common case form of nouns in the English version of the text. By way of further comparison, we may also observe the Russian translation of the same sentence with its four genitive entries: Выдвижение обвинения против вдовы Капет кажется желательным, если учесть настроение города Парижа.

Under the described circumstances of fact, there is no wonder that in the course of linguistic investigation the category of case in English has become one of the vexed problems of theoretical discussion.

Four special views advanced at various times by different scholars should be considered as successive stages in the analysis of this problem.

The first view may be called the "theory of positional cases". This theory is directly connected with the old grammatical tradition, and its traces can be seen in many contemporary text-books for school in the English-speaking countries. Linguistic formulations of the theory, with various individual variations (the number of cases recognised, the terms used, the reasoning cited), may be found in the works of J. C. Nesfield, M. Deutschbein, M. Bryant and other scholars.

In accord with the theory of positional cases, the unchangeable forms of the noun are differentiated as different cases by virtue of the functional positions occupied by the noun in the sentence. Thus, the English noun, on the analogy of classical Latin grammar, would distinguish, besides the inflexional genitive case, also the non-inflexional, i.e. purely positional cases: nominative, vocative, dative, and accusative. The uninflexional cases of the noun are taken to be supported by the parallel inflexional cases of the personal pronouns. The would-be cases in question can be exemplified as follows.*

The nominative case (subject to a verb): Rain falls. The vocative case (address): Are you coming, my friend? The dative case (indirect object to a verb): I gave John a penny. The accusative case (direct object, and also object to a preposition): The man killed a rat. The earth is moistened by rain.

In the light of all that has been stated in this book in connection with the general notions of morphology, the fallacy of the positional case theory is quite obvious. The cardinal blunder of this view is, that it substitutes the functional characteristics of the part of the sentence for the morphological features of the word class, since the case form, by definition, is the variable morphological form of the noun. In reality, the case forms as such serve as means of expressing the functions of the noun in the sentence, and not vice versa. Thus, what the described view does do on the positive lines, is that within the confused conceptions of form and meaning, it still rightly illustrates the fact that the functional meanings rendered by cases can be expressed in language by other grammatical means, in particular, by word-order.

The second view may be called the "theory of prepositional cases". Like the theory of positional cases, it is also connected with the old school grammar teaching, and was advanced as a logical supplement to the positional view of the case.

In accord with the prepositional theory, combinations of nouns with prepositions in certain object and attributive collocations should be understood as morphological case forms. To these belong first of all the "dative" case (to+Noun, for+Noun) and the "genitive" case (of+Noun). These prepositions, according to G. Curme, are "inflexional prepositions", i.e. grammatical elements equivalent to case-forms. The would-be prepositional cases are generally taken (by the scholars who recognise them) as coexisting with positional cases, together with the classical inflexional genitive completing the case system of the English noun.

The prepositional theory, though somewhat better grounded than the positional theory, nevertheless can hardly pass a serious linguistic trial. As is well known from noun-declensional languages, all their prepositions, and not only some of them, do require definite cases of nouns (prepositional case-government); this fact, together with a mere semantic observation of the role of prepositions in the phrase, shows that any preposition by virtue of its functional nature stands in essentially the same general grammatical relations to nouns. It should follow from this that not only the of-, to-, and for-phrases, but also all the other prepositional phrases in English must be regarded as "analytical cases". As a result of such an approach illogical redundancy in terminology would arise: each prepositional phrase would bear then another, additional name of "prepositional case", the total number of the said "cases" running into dozens upon dozens without any gain either to theory or practice [Ilyish, 42].

The third view of the English noun case recognises a limited inflexional system of two cases in English, one of them featured and the other one unfeatured. This view may be called the "limited case theory".

The limited case theory is at present most broadly accepted among linguists both in this country and abroad. It was formulated by such scholars as H. Sweet, O. Jespersen, and has since been radically developed by the Soviet scholars A. I. Smirnitsky, L. S. Barkhudarov and others.

The limited case theory in its modern presentation is based on the explicit oppositional approach to the recognition of grammatical categories. In the system of the English case the functional mark is defined, which differentiates the two case forms: the possessive or genitive form as the strong member of the categorial opposition and the common, or "non-genitive" form as the weak member of the categorial opposition. The opposition is shown as being effected in full with animate nouns, though a restricted use with inanimate nouns is also taken into account. The detailed functions of the genitive are specified with the help of semantic transformational correlations [Бархударов, (2), 89 и сл.].

We have considered the three theories which, if at basically different angles, proceed from the assumption that the English noun does distinguish the grammatical case in its functional structure. However, another view of the problem of the English noun cases has been put forward which sharply counters the theories hitherto observed. This view approaches the English noun as having completely lost the category of case in the course of its historical development. All the nounal cases, including the much spoken of genitive, are considered as extinct, and the lingual unit that is named the "genitive case" by force of tradition, would be in reality a combination of a noun with a postposition (i.e. a relational postpositional word with preposition-like functions). This view, advanced in an explicit form by G. N. Vorontsova [Воронцова, 168 и сл.], may be called the "theory of the possessive postposition" ("postpositional theory"). Cf.: [Ilyish, 44 ff.; Бархударов, Штелинг, 42 и сл.].

Of the various reasons substantiating the postpositional theory the following two should be considered as the main ones.

First, the postpositional element -'s is but loosely connected with the noun, which finds the clearest expression in its use not only with single nouns, but also with whole word-groups of various status. Compare some examples cited by G. N. Vorontsova in her work: somebody else's daughter; another stage-struck girl's stage finish; the man who had hauled him out to dinner's head.

Second, there is an indisputable parallelism of functions between the possessive postpositional constructions and the prepositional constructions, resulting in the optional use of the former. This can be shown by transformational reshuffles of the above examples: ...> the daughter of somebody else; ...> the stage finish of another stage-struck girl; . ..> the head of the man who had hauled him out to dinner.

One cannot but acknowledge the rational character of the cited reasoning. Its strong point consists in the fact that it is based on a careful observation of the lingual data. For all that, however, the theory of the possessive postposition fails to take into due account the consistent insight into the nature of the noun form in -'s achieved by the limited case theory. The latter has demonstrated beyond any doubt that the noun form in -'s is systemically, i.e. on strictly structural-functional basis, contrasted against the unfeatured form of the noun, which does make the whole correlation of the nounal forms into a grammatical category of case-like order, however specific it might be.

As the basic arguments for the recognition of the noun form in -'s in the capacity of grammatical case, besides the oppositional nature of the general functional correlation of the featured and unfeatured forms of the noun, we will name the following two.

First, the broader phrasal uses of the postpositional -'s like those shown on the above examples, display a clearly expressed stylistic colouring; they are, as linguists put it, stylistically marked, which fact proves their transpositional nature. In this connection we may formulate the following regularity: the more self-dependent the construction covered by the case-sign -'s, the stronger the stylistic mark (colouring) of the resulting genitive phrase. This functional analysis is corroborated by the statistical observation of the forms in question in the living English texts. According to the data obtained by B. S. Khaimovich and B. I. Rogovskaya, the -'s sign is attached to individual nouns in as many as 96 per cent of its total textual occurrences [Khaimovich, Rogovskaya, 64]. Thus, the immediate casal relations are realised by individual nouns, the phrasal, as well as some non-nounal uses of the - 's sign being on the whole of a secondary grammatical order.

Second, the -'s sign from the point of view of its segmental status in language differs from ordinary functional words. It is morpheme-like by its phonetical properties; it is strictly postpositional unlike the prepositions; it is semantically by far a more bound element than a preposition, which, among other things, has hitherto prevented it from being entered into dictionaries as a separate word.

As for the fact that the "possessive postpositional construction" is correlated with a parallel prepositional construction, it only shows the functional peculiarity of the form, but cannot disprove its case-like nature, since cases of nouns in general render much the same functional semantics as prepositional phrases (reflecting a wide range of situational relations of noun referents).

The solution of the problem, then, is to be sought on the ground of a critical synthesis of the positive statements of the two theories: the limited case theory and the possessive postposition theory.

A two case declension of nouns should be recognised in English, with its common case as a "direct" case, and its genitive case as the only oblique case. But, unlike the case system in ordinary noun-declensional languages based on inflexional word change, the case system in English is founded on a particle expression. The particle nature of -'s is evident from the fact that it is added in post-position both to individual nouns and to nounal word-groups of various status, rendering the same essential semantics of appurtenance in the broad sense of the term. Thus, within the expression of the genitive in English, two subtypes are to be recognised: the first (principal) is the word genitive; the second (of a minor order) is the phrase genitive. Both of them are not inflexional, but particle case-forms.

The described particle expression of case may to a certain extent be likened to the particle expression of the subjunctive mood in Russian [Иртеньева, 40]. As is known, the Russian subjunctive particle бы not only can be distanced from the verb it refers to, but it can also relate to a lexical unit of non-verb-like nature without losing its basic subjunctive-functional quality. Cf.: Если бы не он. Мне бы такая возможность. Как бы не так.

From the functional point of view the English genitive case, on the whole, may be regarded as subsidiary to the syntactic system of prepositional phrases. However, it still displays some differential points in its functional meaning, which, though neutralised in isolated use, are revealed in broader syntagmatic collocations with prepositional phrases.


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